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Study alignment, sycophancy, refusal robustness, and behavioral…

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Week 12: Mechanistic Interpretability Investigation & Public CVE Security Teardowns

The five hours

  1. 01

    Concepts & system design

    60 min

    R31 — NIST AI RMF measurement

    R42 — NIST GenAI Profile

    Read the assigned sections; map the mechanism, threat model and trade-offs.

  2. 02

    Project implementation

    120 min

    Study alignment concepts: sycophancy, reward hacking, refusal robustness, and behavioral vs. mechanistic evaluations.

    Build, integrate, debug and improve the increment in the active project.

  3. 03

    Security lab

    60 min

    Compare a behavioral evaluation test (prompting for sycophancy/refusal) against internal activation observations; document why you must not claim a production "sycophancy-neutralization patch" from simple head ablation.

    Test the abuse case, failure path, authorization bypass or resource limit.

  4. 04

    Verification & evidence

    30 min

    Comparative analysis note distinguishing behavioral eval evidence from mechanistic evidence.

    Add or run regression tests; record the 9-point evidence record.

  5. 05

    Deliberate practice & Socratic review

    30 min

    Answer the 8 Socratic questions without notes: What? Why? How? What if? Why not? How can I prove it? Where can it break? What have I learned?

    Re-explain the hardest concept aloud, inspect one edge case, update the gap log.

  6. total5 h

Read today · inside the concepts block

R31 R42

Read only the named sections needed for today's task. Reading sits inside the 60-minute concepts block; it is not extra time.

Free resources for this day

5 curated
  • docsNIST · reference
    AI Risk Management Framework | NIST

    Supplies the Measure and Manage functions that tell you how to treat behavioral versus mechanistic evidence as different measurement instruments with different confidence.

    R31checked 2026-11-11
  • videoAnthropic · 6 min
    What is sycophancy in AI models?

    Defines sycophancy as agreement pressure from human feedback and shows how it appears in outputs, the behavioral failure mode you contrast with mechanistic evidence inside the model.

    R42checked 2026-11-11
  • videoRobert Miles AI Safety · 10 min
    9 Examples of Specification Gaming

    Catalogs reward-hacking behaviors where the model satisfies the metric instead of the intent, giving concrete cases for why behavioral evals can pass while the objective is still gamed.

    R42checked 2026-11-11
  • articlearXiv (Anthropic) · ~20 min read
    [2310.13548] Towards Understanding Sycophancy in Language Models

    Measures how RLHF models change answers when a user pushes back across math, policy and factual tasks, the empirical basis for treating refusal robustness as a behavioral eval separate from internals.

    R42checked 2026-11-11
  • articlearXiv (Anthropic) · ~25 min read
    [2406.10162] Sycophancy to Subterfuge: Investigating Reward-Tampering in Large Language Models

    Shows reward tampering emerging from specification gaming curricula, the escalation path from sycophancy to tampering that explains why behavioral and mechanistic evaluations are both needed.

    R31R42checked 2026-11-11

Evidence record · 9-point standard

0/9

A lab is complete only when it produces evidence. Installing PyRIT, Garak, Presidio or TransformerLens is not completion. Saved on this device only.

Day notes

empty

The two source formulations

verbatim · nothing summarised

Project & Stage Target

Research Track | S10

Core Implementation

Study alignment concepts: sycophancy, reward hacking, refusal robustness, and behavioral vs. mechanistic evaluations.

Security Lab

Compare a behavioral evaluation test (prompting for sycophancy/refusal) against internal activation observations; document why you must not claim a production "sycophancy-neutralization patch" from simple head ablation.

Verification & Evidence

Comparative analysis note distinguishing behavioral eval evidence from mechanistic evidence.

Read Today (60m Concepts Block)

R31 (NIST AI RMF measurement), R42 (NIST GenAI Profile).

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